Indexed Annuities and DOL Law

Discussion in 'Annuities Forum' started by lizzyfan, Oct 8, 2016.

  1. lizzyfan
    Offline

    lizzyfan Expert

    Posts:
    22
    Likes Received:
    0
    To sell this product, after the DOL law is implemented, will you need a securities license?
     
  2. pfg1
    Offline

    pfg1 Guru

    Posts:
    1,080
    Likes Received:
    1
    State:
    Virginia
    Not for non-qualified $.
    For qualified $... I think the verdict is still out on that as to how its going to shake out.
     
  3. lizzyfan
    Offline

    lizzyfan Expert

    Posts:
    22
    Likes Received:
    0
    Sorry, should of stated "qualified money" as I knew non-qualified money will not need a securities license....hopefully qualified will not either.
     
Loading...

Share This Page