FutureForbes
Expert
- 50
To my understanding you have to obtain a series 7 securities license.
How clean does your credit report have to be to get one.
How clean does your credit report have to be to get one.
Annuities License
- Thread starter FutureForbes
- Start date
- 11,454
1. To sell fixed or fixed indexed annuities does not require any securities licensing. Only a life insurance license and perhaps completing state-specific CE courses.
2. If you want to sell variable annuities, you can get either a Series 6 & 63, or 7 & 63 licensing. However, you have to be sponsored by a broker/dealer to sell them.
3. Your credit standing would need to be evaluated and certain items may need to be disclosed on your U-4. Check out the questions under section 14.
http://www.finra.org/sites/default/files/form-u4.pdf
2. If you want to sell variable annuities, you can get either a Series 6 & 63, or 7 & 63 licensing. However, you have to be sponsored by a broker/dealer to sell them.
3. Your credit standing would need to be evaluated and certain items may need to be disclosed on your U-4. Check out the questions under section 14.
http://www.finra.org/sites/default/files/form-u4.pdf
