What Licenses Do You Need to Sell Financial Services

[squeed]

I know that this is an insurance forum, but what licenses do you need to sell the complimentary financial services that would accompany a life insurance sale?

-S

 

[CHUMPS FROM OXFORD]

6 and 7 will take care of most products. Whoops. I forgot the 63.

 

[squeed]

I thought that if you got your 7 you didn't need the 6 ?

 

[stormtracker]

7 and a 6 will get you a 13-- which is roughly the equivalent of an 86...

 

[CHUMPS FROM OXFORD]

But the 86 is only accepted in 14 states.

Squeed...I could be wrong but I thought you need the 6 to take the 7. It's been a while so maybe it changed.

 

[briko3]

you don't have to have the 6 first

 

[insuranceexec]

The 6 is necessary to sell mutual funds and variable products. The 7 is for stocks, bonds, options, and etc......

As Briko3 stated you do not have to take the 6 first; you may take the 7 and it will allow you to sell mutual funds as well.

 

[xrac]

You can take the 65 or is it 66 and become an RIA and have money under management without the 6 or 7.

 

[insuranceexec]

You can take the 65 or is it 66 and become an RIA and have money under management without the 6 or 7.

It is the 65.

 

[DHK]

Ask your B/D.

But the answers were also given in this thread.