swieczorek
New Member
- 1
Hello everyone. I have a situation & I am asking for your expertise. I have a client who invested $110k Q funds into a FIA less than one year ago. She is 66. She requested from me a 10% free withdrawal last month. I asked her to wait until the end of the first 12 months to capture as much potential gain since the index is in gain territory. She refused. She claims she & her husband have too many bills to pay.
Now, three weeks later, she is asking to WD $26k because her & her husband need surgeries. Personally, I think there's more to the story. I suspect gambling debts. I want her to sign a "Refuse to accept financial advice disclaimer" form before I submit a WD form. Does anybody have a sample disclaimer I can use?
Thank you,
Scott
Now, three weeks later, she is asking to WD $26k because her & her husband need surgeries. Personally, I think there's more to the story. I suspect gambling debts. I want her to sign a "Refuse to accept financial advice disclaimer" form before I submit a WD form. Does anybody have a sample disclaimer I can use?
Thank you,
Scott