Have a Client that Wants to Lessen the Impact of Their Taxes

[Norwayguy]

Does anybody have any advice on obtaining a series 6 and series 7 license in the state of Ohio I currently belong to a life and annuity IMO and I'm not sponsored by an investment brokerage

You MUST be sponsored by a B/D for those registrations.

 

[xrac]

Does anybody have any advice on obtaining a series 6 and series 7 license in the state of Ohio I currently belong to a life and annuity IMO and I'm not sponsored by an investment brokerage

You will acquire either a Series 6 & 63 or a Series 7 & 66. To set for the exam you will have to be sponsored by a broker dealer. Be prepared to have a minimum production requirement, for E&O insurnace to cost over $2,000 per year and be practiced in bending over for FINRA for compliance.